Past engagements include topics such as:
· Securities fraud and Ponzi schemes
· Cryptocurrency offerings and trading
· Capital markets, public company reporting, event study analysis
· The Texas Securities Act and other state Blue Sky Laws
· Asset-backed securities, securitization
· Investment funds, private equity, the Investment Company Act
· Banking, bank regulation, private credit
· Letters of credit, negotiable instruments, commercial transactions
· Stock grants, stock options
· Entity governance, fiduciary duties, authority, agency, vicarious liability
· Functions and duties of corporate officers and board members
· Broker-dealers, investment advisors
· Sovereign wealth funds
· Economic damages
· Tax, asset pricing, business valuation methodology